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Business Management Information
More Articles from Business Management Information: OPM quietly awards large HR management contract to Workday Federal News Network Musk-Tied Investor Clashes With One of World’s Biggest Asset Managers The New York Times How Zuck Runs Meta: No 1-on-1s, 'Core Army' of 30, Few Direct Reports businessinsider.com Northern Trust names new investment chiefs for asset management division Crain's Chicago Business Unlock seamless data management with Azure Storage Actions—now generally available Microsoft Azure British American Tobacco: Management, Business, And Valuations Show It's Time To Move On Seeking Alpha USSF Global Force Management Sourcing Conference Meets spoc.spaceforce.mil In Focus: The Federal Emergency Management Agency Resources Magazine Right tree, right place: Branching into tree management with arborist Taylor Sapudar The Daily Princetonian CSU Management Persists in Their Refusal to Meet at the Table California Faculty Association Online Services Rhode Island Department of Environmental Management (.gov) Corient selects Vestmark for portfolio management tech Investment News GoodLeap adds smart thermostats to California VPP management program Solar Power World A vendor with a spotty Idaho record lands a big management deal in Utah Idaho Education News From Chaos to Control: Master Vendor Management with AP Automation Resourceful Finance Pro Bloomberg Quotes Jaisohn Im on the Current Liability Management Market Akin Gump Strauss Hauer & Feld LLP Volunteers Needed At Office Of Emergency Management 105.1 The Bull Monroe County Emergency Management to invest in new communications command trailer Indiana Public Media Simplify dental practice payroll with built-in payroll management California Dental Association (CDA) TPG to Acquire Peppertree Capital Management Business Wire Docusign CLM Connector for Coupa Certified as Coupa Total Spend Management Platform Ready PR Newswire Evaluating the Asset Management of RAD Properties HUD User (.gov) Acorn Capital Management Announces Acquisition of Four A330-300 Aircraft Leased to Major Global Airline PR Newswire Mutual of America Capital Management Names Aiden Redmond as Executive Vice President, Head of Institutional PR Newswire Data Management News for the Week of May 9; Updates from Datadog, Dremio, Safe Software & More solutionsreview.com How to use AI tools for task management Microsoft Motlow’s hospitality management will open doors Tullahoma News DermCare Management Data Breach Lawsuit Investigation ClassAction.org Four-State Dairy Nutrition, Management Conference Set for June 11-12 Morning Ag Clips People Moves: Marsh Taps FERMA's Beaupérin as Client Leader, Risk Management, Europe; Sompo Int'l Holdings Names Walsh as Independent Non-Exec Chair Insurance Journal How Does Stress Affect Older Adults? The National Council on Aging (NCOA) SINGH MANAGEMENT COMPANY LLC Loudoun Times-Mirror Foxfield Launches In-House Property Management Division, Transitioning 2.1M SF Portfolio Boston Real Estate Times Boulder Valley School District and City of Boulder Advance Organic Turf Management City of Boulder (.gov) An angler's guide to kokanee management Bonners Ferry Herald PiNZ in New Hartford closes; Pyramid Management demands $2 million in back rent, damages Utica Observer Dispatch Bush Wealth Management’s Craven passes Series 65 Exam Valdosta Daily Times Under new management, Pirates host Braves Field Level Media DWS, Nippon Life in talks for Indian asset management JV Private Banker International Apartment Investment Management: Q1 Earnings Snapshot The Washington Post Exploring treatment options for pain management after surgery BYU Daily Universe Practice AI™ Revolutionizes Lemon Law Case Management with AI-Powered Lemon Law Demand Writer GlobeNewswire Northern Trust Asset Management appoints global co-CIOs Pensions & Investments Wildlife/Waterfowl Management Areas (WMAs) Utah Division of Wildlife Resources (.gov) Straine Dental Management Expands Elite Network with Prestigious La Jolla Practice Acquisition PR Newswire Aruwa Capital Management, A Woman-Led Firm Based In Lagos, Nigeria, Raises 90% Of Its Fund II Target AfroTech Outsourcing Revenue Cycle Management Can Help Homecare Providers HomeCare Magazine Operation HOPE Partners with Right Management to Provide Job Search Skills and Interview Preparation Services to HOPE Clients Business Wire Pillen admits he and other farmers 'messed up,' expects new state agency to improve water management Nebraska Examiner Saudi Pro League taps Globant’s Sportian for competition management platform Sports Business Journal Residents at an East Flatbush apartment say unlivable conditions persist, even after new management takes over News 12 - Brooklyn Servicer Oversight, Vendor Management, CU Member Mining, VA, Compliance Tools; Tariffs and Remodeling Mortgage News Daily |
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Today most practices, regardless of size, would be wise to charge someone within their organisation with the responsibility of keeping abreast and managing the compliance process.Take as an example European employment law that has been introduced over the last few years that has changed the face of European businesses. Small businesses in particular are finding that a casual and informal approach to employment issues can now result in statutory fines that have no bearing on the financial health of the individual company and could, without as much as a by your leave, directly result in the demise of a company.Small to medium businesses do not often have the luxury of employing a full time Compliance Officer and although larger organisations can afford a dedicated person they are finding that with compliance issues mushrooming the Compliance Officer now has a team, a department and if not already, how long before compliance becomes a division? 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It is becoming conceivable that with the shear volume of compliancy issues that companies who can show a good faith effort in complying will, even when they fall short, reduce the risks of fines.Having identified and understood the compliance issues the Compliance Officer needs to define and implement policy and disseminate the information throughout the organisation.It is important for the Compliance Officer that they do not inadvertently become the company's patsy. Senior managers are not averse to ignoring the internal memos they receive advising them of their responsibilities. Compliance Officers need to deliver their messages up and down the corporate food chain and record that their advice and directives have been received and more importantly understood.The Compliance Officer has to avoid becoming the company scapegoat. 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Importantly it can become a valuable self registering record that confirms that the information has been properly disseminated and understood.A single survey question can achieve all these objectives at the same time.Take an example:-Are you aware that section 45 of the Companies (Auditing and Accounting) Act 2003 imposes an obligation on directors of certain companies to prepare statements on their company's compliance with its relevant obligations? (Click here for a summary of Company's Policy on Compliance Reporting Obligations)YesNoFor those Directors that have not read the policy the survey will give an opportunity to view the company's policy online (using an embedded live HTML link). Should Directors answer 'No' the Compliance Officer knows who to target.The survey also records the manager's response and shifts the responsibility away from the Compliance Officer to the individual manager where the responsibility needs rest for a company to meet its compliance obligations.Using an online website such http://www.surveygalaxy.com where multiple surveys can be managed, easily modified, updated and re-issued on a periodic basis across an organisation online surveys can be the Compliance Officer's killer application.Through the regular use of online surveys the Compliance Officer will be in the driving seat, leading and not chasing compliance issues, not only circulating the information on a one to one basis but also monitoring and recording the level of awareness throughout the organisation.The Compliance Officer's role is a difficult one, like a parent keeping a wayward child on the straight and narrow, most employers, let alone their employees, often do not fully understand the true consequence of their, often innocent, minor discretions. 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